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Registered Rep.
September 14, 2011
Timothy D. Welsh |
Black Diamond Debuts at Advent Connect 2011 While much work remains to fully integrate Black Diamond's technology, products and services into Advent, advisors now have an even more formidable tool as they look to leverage the latest technologies to grow their businesses.   |
The Motley Fool
September 14, 2011
Lipman & Esterhuizen |
Contrarian Ideas: Undervalued Banking Stocks With Rising Earnings Do you think the market is underestimating these names? |
The Motley Fool
September 14, 2011
Cliff D'Arcy |
French Banks Take a Beating Shares in French banks have slumped on fears of a Greek debt default. |
Registered Rep.
September 13, 2011
Charles Paikert |
Caryle Group's Stake in Avalon Highlights Hot Texas Wealth Management Market The Lone Star States' booming wealth management market is attracting considerable attention, most recently by private equity powerhouse The Caryle Group's purchase of the largest minority stake in Houston-based Avalon Advisors. |
Registered Rep.
September 13, 2011
Kristen French |
Long Legislative Fight Kicks Off with House Hearing On SRO, Fiduciary Standard Congressman Scott Garrett opened Tuesday's House Financial Services Committee hearing on an SRO for investment advisers and a fiduciary standard for broker/dealers with a threat. |
Registered Rep.
September 13, 2011
Charles Paikert |
Houston Switcheroo: Top Wealth Managers Bolt Sanders Morris Harris for U.S. Capital The fastest-growing wealth management market in the nation gets a jolt as two top advisors bolt the well-established Houston firm. |
The Motley Fool
September 13, 2011
Selliti & Lipman |
Banks vs. Regulators: Jamie Dimon Goes on the Offensive Do you think banks have won the war against regulators? |
Registered Rep.
September 12, 2011
Charles Paikert |
More Than Half of Single-Family Offices Outsource Investment Function Investment firms, consultants, wealth boutiques, multi-family offices and even private banks could all gain assets as this trend toward outsourcing escalates. |
Registered Rep.
September 12, 2011
Susan Konig |
Recruiting Has Been Tough in 2011 but Experts Say It Should Improve Next Year As a result of challenges wirehouse managers are looking to recruit from places they typically didn't in the past. |
Registered Rep.
September 9, 2011
Diana Britton |
FSI: Calif. Sets Good Precedent With Independent Contractor Bill Considered a win for independent broker/dealers and their advisors, the California state Senate passed a bill Thursday night that tightens rules governing independent contractor status but omits onerous paperwork requirements. |
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