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Registered Rep.
March 28, 2011
Kraus & Freedman |
Got Protocol? Despite the large number of firms who are party to it, the broker protocol has certainly not stopped litigation with departing Registered Representatives.   |
Registered Rep.
March 28, 2011
Diana Britton |
Securities America Nears Resolution With Plaintiffs Securities America has made "substantial progress" in its mediation with plaintiffs' attorneys involved in class action suits against the independent broker/dealer. |
The Motley Fool
March 28, 2011
Travis Hoium |
Encore Capital Group Shares Plunged Temporarily: What You Need to Know Shares of Encore Capital Group didn't just plunge today. They fell off a cliff at 12:04 p.m. ET, when sellers crashed through the market. |
The Motley Fool
March 26, 2011
Jordan DiPietro |
Should You Buy and Hold PNC Financial? Does this company have the traits of a good retirement stock? Investors could be seeing an opportunity to buy PNC on the cheap right now. |
Registered Rep.
March 25, 2011
Diana Britton |
Securities America Negotiates With Plaintiffs; Saga Continues Securities America met with plaintiff's attorneys to negotiate a resolution to investor claims against the company related to its sale of allegedly fraudulent private placements. |
Registered Rep.
March 25, 2011
Charles Paikert |
Survey: High-Net-Worth Investors Remain Confident Despite Global Turmoil Despite increasing turmoil around the world, high-net-worth investors in the U.S. remained confident in the economy and the stock market, according to Phoenix Marketing International's latest tracking survey. |
The Motley Fool
March 25, 2011
Morgan Housel |
Why Banks Are Suddenly Charging So Much for Checking Big banks from Bank of America to JPMorgan Chase to Citigroup have either raised, or are proposing to raise, fees on checking accounts. |
The Motley Fool
March 25, 2011
Isac Simon |
Small Banks Are Still Having a Financial Crisis Yet to recover from losses, smaller banks are adopting desperate measures to pay back federal debt. |
BusinessWeek
March 24, 2011
Devin Leonard |
Dick Parsons, Captain Emergency Troubled outfits like Citigroup keep hiring Parsons because he's a master in the art of the relationship. |
BusinessWeek
March 24, 2011
Penty & Finch |
Ana Botin Faces Her Biggest Test at Santander As CEO of the U.K. unit, she must pull off an IPO and repair the bank's customer service reputation. |
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