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Registered Rep.
March 9, 2011
Kristen French |
Morgan Stanley Cutting 200-300 FAs And Trainees The firm's wealth management division, Morgan Stanley Smith Barney, should end the quarter with about 17,800 advisors, still the largest brokerage force in the U.S. by headcount.   |
Registered Rep.
March 9, 2011
Kristen French |
Law Students, Mercer Bullard Launch SRO For Investment Advisers Their group would rival FINRA, the self regulatory agency for broker/dealers and currently the leading contender for the job. |
Registered Rep.
March 9, 2011
Charles Paikert |
Bank Wealth Managers Focusing On Talent Development Talent development is finally getting its day in the sun within banks' wealth management departments, a development that many industry experts believe is long overdue. |
The Motley Fool
March 9, 2011
Travis Hoium |
Hampton Roads Bankshares Shares Plunged: What You Need to Know Shares of Hampton Roads Bankshares fell 12% today before the company released earnings. |
Registered Rep.
March 8, 2011
Diana Britton |
IBDs Dress Up Offerings For Hybrids Independent broker-dealers have lately been ramping up their efforts to attract hybrid advisors. |
Registered Rep.
March 8, 2011
Charles Paikert |
Bankers v. Broker/Dealers: Bankers Must Flaunt Fiduciary Status Bankers need to flaunt their status as fiduciaries with an eye to expected competition from broker/dealers. |
The Motley Fool
March 8, 2011
Sean Williams |
BlackRock Kelso Capital Shares Plunged: What You Need to Know Shares of middle-market financier BlackRock Kelso Capital are having a rough go of it today, losing as much as 12% after the company announced its fourth-quarter and year-end results this morning. |
Registered Rep.
March 7, 2011
Jerry Gleeson |
Morgan Stanley May Drop "Smith Barney" From Name Will the Smith Barney name go the way of A.G. Edwards, Bear Stearns, and other brokerages whose historic identities were sublimated following acquisitions by larger firms? |
Registered Rep.
March 7, 2011
John Aidan Byrne |
No Hardball Garden Leave at Merrill, Krawcheck Tells Advisors Sallie Krawcheck, the head of Bank of America's wealth management business, recently told Merrill's thundering herd that the bank's new "garden leave" employment policy agreement won't apply to them. |
Registered Rep.
March 7, 2011
Charles Paikert |
ABA Conference: Wealth Managers Grappling With Dodd-Frank Act The impact that the new Bureau of Consumer Financial Protection will have on bankers is still uncertain. |
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