Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Financial Planning March 1, 2011 Bob Veres	Gold Into Straw In mid-January, the SEC released its "Study on Investment Advisers and Broker-Dealers" to Congress. Analyzing the study provides an insightful look into how the SEC views the "harmonization" of two different regulatory structures.
Financial Planning March 1, 2011 John J. Bowen, Jr.	Rediscovering Your Clients Think you know your clients inside and out? Chances are, you don't, and the gap between what you think your clients care about and what is actually on their minds could be costing you plenty.
Financial Planning March 1, 2011 Kathryn Koch	BRIC Foundations The long-term outlook for the BRIC country economies is stronger than ever, presenting an attractive way for investors to increase their emerging-market exposure.
Financial Planning March 1, 2011 William Ainson	Getting Technical Should planners learn about technical analysis and use it as a tool in their investment strategy arsenal?
Financial Planning March 1, 2011 Dena Frenkel	Advisor of Faith If you are a person of deep faith, don't be afraid to bring your beliefs to your advisory practice.
Financial Planning March 1, 2011 Donald B. Trone	All for One... A uniform fiduciary standard of conduct, coupled with harmonized regulations, should dramatically improve the process for investors.
Financial Planning March 1, 2011 Cheryl R. Holland	Just Being Friendly? Our goal is for clients to have a safe place to discuss all issues that might affect their financial goals. With this 100% focus on the most important client issues, flirting is a distraction.
Financial Planning March 1, 2011 Larry Light	The Tradeoff Registered investment advisors may end up getting to know a new regulator, but the tougher fiduciary standard they live under will also be extended to cover their broker-dealer rivals.
Financial Planning March 1, 2011 Scott Schutte	Under the Radar Planning for retirement got more challenging recently, thanks to the Social Security Administration's (SSA) announcement in December 2010 of new rules surrounding so-called interest-free loans.
Financial Planning March 1, 2011 Ann Brenoff	The Personal Touch In 2009, Cathy Morrison left her job of 23 years as senior vice president of the High Net Worth Group at Roxbury Capital Management and opened her own firm to fill what she saw as a need in the industry-helping clients deal with all the financial services companies in their lives.
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