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Registered Rep. January 12, 2011 Jerry Gleeson |
CFP Board Sees More Planners in Bankruptcy Of all the categories of conduct that will land a certified financial planner before the CFP Board of Standards' Disciplinary and Ethics Commission, bankruptcy currently ranks number one.  |
Registered Rep. January 12, 2011 Diana Britton |
Advisors Back Liquidity Bank Proposal For Money Market Funds, With Some Caveats The Investment Company Institute sent a letter to the Securities and Exchange Commission Monday pushing for the liquidity facility as the best solution for propping up money market funds.  |
Registered Rep. January 12, 2011 Charles Paikert |
Luminous To Expand Beyond California Luminous Capital expects to open an office in Austin by the end of the year, said Mark Sear, founding partner of the firm. It also plans to open a new office in Denver, Colorado, though no date has been set.  |
Registered Rep. January 12, 2011 Douglas Moore |
Tax Law Changes To Plan For In 2011 and 2012 Here's a general overview of some the issues that should be discussed with clients.  |
Bank Technology News January 2011 |
Bankers' Wikileaks Lessons: Securing the Cloud and Your Data How can you negotiate contracts with cloud-based providers to ensure reliable access? What more should banks be doing to mitigate the risk of malicious insiders?  |
Registered Rep. January 11, 2011 Kristen French |
Expect SRO For Advisers, Fiduciary Fix For Brokers Compliance consultants, securities lawyers and lobbyists overwhelmingly agree that the SEC will recommend both.  |
The Motley Fool January 11, 2011 Andrew Bond |
A Very Cheap Play on Possible Bank Consolidation Gerald J. Ford's Hilltop Holdings is cheap and looking for investments.  |
The Motley Fool January 10, 2011 Seth Jayson |
Should You Get Out of Paychex Before Next Quarter? For the last fully reported fiscal quarter, Paychex's year-over-year revenue grew 3.1%, and its AR grew 1.3%. That looks OK.  |
The Motley Fool January 10, 2011 Seth Jayson |
Does Accenture Measure Up? With recent TTM operating margins exceeding historical averages, Accenture looks like it is doing fine.  |
Registered Rep. January 10, 2011 Kristen French |
Morgan Stanley To Spin Off Prop Trading by 2012 The division's employees will acquire certain assets from Morgan Stanley and set up an independent advisory at the end of 2012.  |
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