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Registered Rep.
December 3, 2010
Kristen French |
SEC Says No New Rules On Broker Bonuses The SEC is charged with regulating executive compensation under Dodd-Frank legislation, but not broker bonuses. "I've checked with everyone here and there is no rulemaking that the SEC is undertaking at this time with respect to broker bonuses." said a spokesman.   |
Registered Rep.
December 2, 2010
Susan Konig |
Former Branch Manager Recruits UBS Advisors With $1 billion Two advisors from UBS' Houston branch resigned from the firm to join their former UBS branch office manager, Patrick Mendenhall, at Houston-based U.S. Capital Advisors, the wealth management advisory firm he formed in September |
Registered Rep.
December 2, 2010
Diana Britton |
Asset Managers Push Out New Alternatives For Retail To satisfy demand, asset managers have been busy rolling out new alternative products specifically designed for non-accredited investors. |
Registered Rep.
December 1, 2010
Charles Paikert |
First Republic To Expand Wealth Management Business Post-IPO The firm, known primarily for its high-end lending business, plans to expand its wealth management division, it said in its offering circular, released Monday. |
Bank Technology News
December 2010
Rebecca Sausner |
10 Tech Companies to Watch Most of the ventures fall into one of three categories: technology banks should buy from this vendor, and soon; technology that's cutting edge, and some to keep an eye on. |
Bank Technology News
December 2010
Rebecca Sausner |
Baynote Offers Next Gen Web Customization One big criticism of ATMs, for example, is their inability to store user profiles around preferences like language or accounts most commonly accessed. |
Bank Technology News
December 2010
Rebecca Sausner |
Continuity Control Commandeers Compliance Imagine if regulatory compliance were as easy as buying "Angry Birds" from the Apple App Store. |
Bank Technology News
December 2010
Michael Sisk |
Endgame Systems Finds Botnets in the Cloud Security software provider Endgame Systems raised $29 million in the fall and simultaneously launched ipTrust, a product meant to detect and manage the harm caused by malware and botnets in cloud computing environments |
Bank Technology News
December 2010
John Adams |
oFlows Takes the Paper Out of Lending In an average bank deployment, oFlows replaces seven different processing systems. |
Bank Technology News
December 2010
Michael Sisk |
Pyxis Mobile's Write Once, Run Anywhere Design With the Pyxis Mobile platform a bank can design one mobile application to run on any smart phone or mobile device. |
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