| Old Articles: <Older 1601-1610 Newer> |
|---|
 |
The Motley Fool
May 21, 2004
Paul Elliott |
Call That Strong Medicine? Richard Strong and Strong Capital Management settle with Spitzer over market timing of the Strong funds. Was the penalty harsh enough?   |
Registered Rep.
May 18, 2004
John Churchill |
The Only Game in Town Survey shows a majority of investors still think mutual funds provide the best opportunity for a diversified portfolio, and many do not think the mutual fund improprieties are widespread across the industry. |
Registered Rep.
May 1, 2004
David A. Gaffen |
Mother Merrill's Extreme Makeover A 12-year veteran of Merrill Lynch has noticed a pronounced improvement over the years in the way clients perceive him and his colleagues. |
Registered Rep.
May 1, 2004
Will Leitch |
Out, Damn Spots Already, stockbrokers have located a loophole in a NASD instituted a rule meant to prevent stockbrokers from, in effect, buying their way out of client complaints. |
Registered Rep.
May 1, 2004
David Gaffen |
The Departure of a Consulting Pioneer An interview with Investment Management Consultants Association's Evelyn Brust on her tenure and about her views on the direction of the financial advice industry. |
Registered Rep.
May 1, 2004
Will Leitch |
Archive Items Now? Most reps work under the assumption that all their professional correspondence could be scrutinized, and the SEC now is telling them that assumption is dead on. |
Registered Rep.
May 1, 2004
Ilana Polyak |
Trading Stocks Without the Chatty Cathys Mutual funds have hidden expenses because their large trades can move a stock's price before the transaction is complete. Intermediaries like Liquidnet seek to eliminate the problem. |
Registered Rep.
May 1, 2004
Will Leitch |
Five Star Upgrade at A.G. Edwards In the first of what are expected to be many workstation upgrades, the firm has announced a deal with Chicago-based investment research firm Morningstar to integrate the company's research, data and ratings. |
Registered Rep.
May 1, 2004
John Churchill |
Helping Advisors Cope with Aging, (Their Clients) Reps now have another designation to pin to their names. The American College of Bryn Mawr, PA has unveiled its newest specializaion: Chartered Advisor for Senior Living (CASL). |
Registered Rep.
May 1, 2004
John Churchill |
Keeping Its Maiden Name When financial firms decide to get hitched, the first marital squabble usually surrounds how the name will look on the mailbox. |
| <Older 1601-1610 Newer> Return to current articles. |
