| Old Articles: <Older 1591-1600 Newer> |
|---|
 |
Registered Rep.
May 1, 2004 |
Cutting the Pace of Cost-Cutting New numbers from the Securities Industry Association suggest that cost-reduction efforts are easing.   |
Registered Rep.
May 1, 2004
Ilana Polyak |
The Silent Strong Type American Funds tops the list of best-selling funds groups. |
Registered Rep.
May 1, 2004
Anne Field |
Et tu, 529 Plans Both the NASD and the SEC have revealed they are separately investigating yet another area within the financial services sector: 529 college savings plans. |
Registered Rep.
May 1, 2004
Stan Luxenberg |
American Activity Boasting a track record of steady returns, American Funds has emerged as the top player in the market for 529 savings plans. |
Registered Rep.
May 1, 2004
John Churchill |
Whom Do You (Trust) The mutual find fiasco and impropriety have thrown the money industry into ill repute. This year's Outstading Broker Awards are a refreshing reminder that there are still exceptional reps working in the industry. Michael Hull... Mary Ellen Garrett... etc. |
Registered Rep.
May 1, 2004
Anne Field |
Role Reversal What happens when adult children take over part or all of their parents' finances - at the request of Mom or Dad? How should an advisor approach such situations? |
Registered Rep.
May 1, 2004
Henry M. Grix |
The Money Doctors This suit-happy environment is a relatively recent development in the brokerage industry, so financial advisors would do well to borrow one of the medical profession's best tactics for fighting it: Holistic treatment. |
Registered Rep.
May 1, 2004
Susan L. Hirshman |
Budget Some Time There's no doubt that some proposed tax measures will result in bona fide financial planning opportunities for clients. As the political debate wages in Washington, take a little time to prepare. Clients will be thankful come October. |
Registered Rep.
May 1, 2004
Bill Singer |
It's Your Call Always Far too many reps are learning the hard way how little responsibility clients shoulder when it comes to assessing the suitability of their investments. |
Registered Rep.
May 1, 2004
David A. Feldman |
What the Martha and Peter Case Means to You The recent convictions of Stewart and Bacanovic have important implications for all financial advisors. |
| <Older 1591-1600 Newer> Return to current articles. |
