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Investment Advisor
August 2010
Marlene Y. Satter |
The FINRA Blotter FINRA news: The law firm of Sutherland Asbill & Brennan completed in early July its annual review of disciplinary actions brought by FINRA.   |
Investment Advisor
August 2010
Marlene Y. Satter |
The Section 79 Solution A college-savings strategy appropriate for some small business owners: a group insurance executive benefit program known as Section 79. |
Investment Advisor
August 2010
Olivia Mellan |
Four Things Advisors Should Know About Women How women react to financial challenges and risks |
Investment Advisor
August 2010
Olivia Mellan |
Elizabeth Jetton Elizabeth merged her firm with RTD Financial Advisors in 2007 and now has freedom to still see clients but also speak around the country, teach in California Lutheran's MBA program, write, and coach other financial planners and firms. |
Investment Advisor
August 2010
Olivia Mellan |
Peg Downey Peg Downey's primary marketing strategy has been to make hundreds of presentations to women's groups and her writings on women and finances. She served on NAPFA's Board from 1989-93 and was Chair of NAPFA in 1992-93. |
Investment Advisor
August 2010
Olivia Mellan |
Eleanor Blayney Eleanor Blayney earned CFP certification in 1990. The firm she co-founded, Sullivan, Bruyette, Speros and Blayney, became a success. |
Investment Advisor
August 2010
Melanie Waddell |
Advice to the SEC When it comes to the fiduciary standard, Capital Analysts President and CEO Matt Lynch says advisors "want to be sure the SEC seeks and gathers input from the industry as to how to implement these important changes." |
Investment Advisor
August 2010
Savita Iyer-Ahrestani |
A Principled, Recognized and Quoted Crusader Albert Meyer, manager of the Mirzam Capital Appreciation Fund, is well aware of the responsibility that comes from managing other people's money. His career-long crusade to expose corporate malfeasance has gained him recognition. |
Investment Advisor
August 2010
Mark Tibergien |
Typhoid Marys When one of your employees begins to entertain offers from other advisory firms, a dangerous precedent can be created. Left unchecked, disenchanted people can become carriers of a virus that infects the rest of your organization |
Investment Advisor
August 2010
Janet P. Levaux |
Reform's Impact on Advisors, Broker/Dealers, and Banks "This is a tough law that will also have profound effects on the operations and cost structure of most financial services companies and financial markets," said Securities Industry and Financial Markets Association president and CEO Tim Ryan in a statement on June 25. |
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