Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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OCC Bulletin April 14, 2004	Annual Report on Operating Subsidiaries Notice of proposed rulemaking to amend 12 CFR Part 5.34, the Office of the Comptroller of the Currency's rule governing activities, application, or notice requirements for national banks engaging in activities through an operating subsidiary.
Registered Rep. April 13, 2004 David A. Gaffen	Merrill Reports Record Quarter Merrill Lynch reported earnings of $1.3 billion for the first quarter of 2004, a 95 percent increase from the same period a year ago.
The Motley Fool April 13, 2004 Tim Beyers	Janus Pays Up The mutual fund company CEO gets a $3.4 million bonus for 2003. Is he worth it?
InternetNews April 12, 2004 Colin Haley	Citigroup Banks on Indian Outsourcer The financial services giant will pay $126 million to buy the remaining shares of India's e-Serve International that it doesn't already own.
Registered Rep. April 12, 2004 Will Leitch	A.G. Edwards Inks Deal With Morningstar A. G. Edwards signs deal with investment research firm Morningstar to integrate its mutual fund research, data and ratings with Edwards' existing infrastructure.
BusinessWeek April 19, 2004 Faith Arner	Can This Man Save Putnam? The firm is hemorrhaging billions of assets in the wake of scandals. Ed Haldeman has to stop the bleeding
Financial Advisor April 2004 Karen DeMasters	Trailblazers Diahann W. Lassus and Clare E. Wherley realized early on that women were worth targeting as clients for financial planning.
Financial Advisor April 2004 Raymond Fazzi	Conservatism Rules In Retirement Planning After a traumatic four years marked by a recession, a war on terrorism and a market decline, many advisors are rethinking their retirement planning strategies.
Financial Advisor April 2004 Grove & Prince	Creating A Wealth Management Team Team members are competitive, but that shouldn't hurt their service.
Financial Advisor April 2004 Bill Bachrach	Three Good Reasons To Fire Clients In A Tough Market Peace of mind can also be profitable. Financial advisors should consider letting some clients go.
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