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Investment Advisor February 2010 James J. Green |
Schwab Keeps Up the Price Pressure Cuts equity commissions to $8.95 per trade; rolls out more commission-free ETFs.  |
Investment Advisor February 2010 Melanie Waddell |
The Effect of Dodd's Retirement Opinions vary as to what Senator Christopher Dodd's retirement, announced in January, will mean for financial services and healthcare reform.  |
Investment Advisor February 2010 Melanie Waddell |
Washington Watch: Fiduciary Wrangling Resumes Groups urge Dodd and Shelby to maintain strong fiduciary language in reform bill.  |
Investment Advisor February 2010 |
GroupThink News from the Investment Management Consultants Association and the SEC.  |
Investment Advisor February 2010 |
Changes Personnel moves and appointments: Chautauqua Capital Management appoints John F. Lynch COO... Scott Sipple joins Putnam Investments... Holly Danziger and Joseph Milo join Priority Capital... Jason Pride joins Glenmede... more...  |
Investment Advisor February 2010 |
Upgrades News regarding RIAs, mutual funds, and ETFs.  |
Investment Advisor February 2010 Lewis Schiff |
The Affluentialist: Trends in Client Communication The pressure for greater efficiency and convenience is propelling advisors to try new means of communication. Not surprisingly, most new channels appear with new technologies or updated applications of old techniques.  |
Investment Advisor February 2010 Mark Tibergien |
Formulas for Success: Howl at the Moon Probing for traits that expose how individuals think and behave, and reveal what they value, can often be the key to a successful advisor hire.  |
Investment Advisor February 2010 Bob Clark |
Clark at Large: Declaration of Independence Starting with fiduciary duty, I propose standards for a new profession.  |
Investment Advisor February 2010 Angela Herbers |
The Fast Track: Bonus Babies It's time to once again take a more serious approach to advisor bonus compensation.  |
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