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Registered Rep. March 12, 2004 John Churchill |
Merrill Rewards CEO for Record Profits According to the company's 2004 proxy statement, O'Neal's massive compensation is due to the company's superior performance in 2003. Merrill tallied $4 billion in profits and improved revenue during tough market conditions.  |
Financial Advisor March 2004 David J. Drucker |
Morningstar's Workstation Gets More Power The new version will take a dramatic step by offering CRM capabilities.  |
Financial Advisor March 2004 Herbert K. Daroff |
Call Plans Coordinated, Not Comprehensive "Comprehensive" is a dangerous word in a litigious society.  |
Wall Street & Technology March 2, 2004 Jessica Pallay |
Barring Bad Credit Credit-risk identification is the goal of Berkeley, Calif.-based Barra's new Barra Credit product. The solution, aimed at credit analysts and portfolio managers on the buy side, claims to recognize potential-credit default earlier and more accurately..  |
Wall Street & Technology March 2, 2004 Jessica Pallay |
Borne Identities The issue of unique-instrument identification has been one that the reference-data community has been grappling with for many years, but it has recently taken a front seat in many securities firms, especially in light of heightened interest in fully automating trades.  |
Wall Street & Technology March 2, 2004 Jessica Pallay |
Give Me a Break Breakpoints may give investors a break, but Wall Street's CIOs are working overtime to comply with regulators' wishes.  |
Wall Street & Technology March 2, 2004 Anthony Guerra |
Brown Brothers Settles on CLS By accessing the CLS Bank through a member bank, Brown Brothers has not only mitigated risk, but has changed its FX processes.  |
Wall Street & Technology March 2, 2004 Jim Middlemiss |
Putting an End to the Spend Having a fail-proof disaster-recovery plan is important, but so is a cost-conscious budget. Can financial-services firms have both?  |
Wall Street & Technology March 2, 2004 Brendon Lynch |
Web-Privacy Management Increases in Importance An organization's reputation is increasingly at risk online. Financial-services firms, in particular, are constantly updating their Web sites to provide readily accessible information, services and products to their customers and provide a high degree of visibility for the company and its brands..  |
Wall Street & Technology March 2, 2004 Jessica Pallay |
FIX Protocol Focuses on Foreign Exchange Foreign exchange is taking a front seat at FIX Protocol Ltd, where Steven Donovan and Jack Lemonik have been named co-chairs of the FIX Foreign Exchange Working Group.  |
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