Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

Old Articles: <Older 1341-1350 Newer>

Wall Street & Technology March 2, 2004 Jessica Pallay	Leman Leaves Citigroup Citigroup's global corporate and investment banking business is saying goodbye to Jim Leman after 22 years of service.
Wall Street & Technology March 2, 2004	People on the Move Ravi Apte has left the American Stock Exchange... Merrill Lynch hires John Killeeen... SmartStream Technologies hires Anthony Kirby...
Wall Street & Technology March 2, 2004 Larry Tabb	A1/C1 Risk: Taking Archival Seriously Many firms are still using tapes and are backing them up with off-site storage.
Wall Street & Technology March 1, 2004	Institutions Find it Tough to Meet Sarbox Deadline As the first deadline for Sarbanes-Oxley compliance of June 15 nears, financial-institutions are finding that complying is more difficult than they had anticipated
Wall Street & Technology March 1, 2004	Cost of Exceptions Drops The cost of exceptions has dropped 30% in the last 12 months, according to a recent study by SunGard eProcess Intelligence. Why the drop? Because more financial-services firms have automated their exception-management processes.
Wall Street & Technology March 1, 2004	Web Services Coming of Age? According to the EAI Industry Consortium this is the year that Web Services will come of age.
Wall Street & Technology March 1, 2004	Getting the Most out of Performance Attribution Although performance attribution has been around for years, portfolio managers are looking to get more from their performance-attribution systems.
Wall Street & Technology March 1, 2004 Jim Middlemiss	Compliance Issues Overwhelm the Industry Financial-services firms grapple with the multitude of compliance issues facing the industry. Is there an end in sight?
Wall Street & Technology March 1, 2004 Anthony Guerra	Barclays Invests in Compliance In a post-Sept. 11 world, financial institutions know better than to take compliance lightly.
Wall Street & Technology March 1, 2004 Anthony Guerra	Patriot Act Compliance Isn't Easy Financial institutions are finding that compliance with the USA Patriot Act is much more challenging than simply verifying a customer's address or watching for large wire transfers from mysterious foreign accounts.
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