Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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On Wall Street January 1, 2009 Larry Silver	The Success Formula 2008 was a year we would all rather forget. Yet the lessons learned could direct both advisors and clients on new roads to successful investing this year.
On Wall Street January 1, 2009 Gerri Leder	Valuing Your Viewpoint When investors are looking for second opinions, put yourself in a position to offer your perspective.
On Wall Street January 1, 2009 Alan J. Foxman	Reimbursing Your Firm Advisors are unsure how to split the cost of damages from a complaint -- and when a settlement goes on the U-4.
Registered Rep. December 19, 2008 Christina Mucciolo	Merrill Tweaks Grid; Lowers It For Smaller FAs Merrill Lynch executives released the 2009 Financial Advisor Comp Plan -- with good news and bad.
The Motley Fool December 18, 2008 Nick Kapur	A Tale of a Fallen Capitalist and a Tragic Blow to Global Finance The author honors a fallen hero of banking in Mumbai
Registered Rep. December 16, 2008 Bill Singer	Have Arthur Levitt's Words Come Back to Haunt Him? On the heels of the recent lurid discoveries about Bernard Madoff's multi-billion-dollar fraud, former SEC Chair Arthur Levitt is quoted in the article as saying: "At this point, I don't see any evidence that the SEC dropped the ball."
The Motley Fool December 17, 2008 Morgan Housel	No Good News for Morgan Stanley If Morgan Stanley really is retreating from the old investment banking model, then what's next for the investment-bank-turned-bank-holding-company?
Registered Rep. December 11, 2008	SEC Finalizes $30 Billion ARS Settlement With Citi And UBS The $30 billion settlement is the largest in SEC history and restores liquidity to ARS investors at par value of their holdings.
InternetNews December 16, 2008 Richard Adhikari	Several Attacks Behind CheckFree Data Breach The cybercriminals who breached the CheckFree bill paying service last week used a combination attack that may be almost impossible to stop.
The Motley Fool December 16, 2008 Dave Mock	A Big Upgrade for AIG While it may be hard to believe, more top-performing CAPS members are turning bullish on American International Group these days, exhibiting optimism for the future.
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