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Financial Advisor December 2003 Richard B. Wagner |
Survey Stakes How they enable financial planning as we know it.  |
Financial Advisor December 2003 |
Brown To Head New Brokerage Association Broker-dealers are moving ahead with their plans to exit the Financial Planning Association (FPA) and form an independent association of their own. Dale E. Brown, most recently associate executive director of the FPA, will serve as chief executive officer and executive director.  |
Insurance & Technology November 25, 2003 Julie Gallagher |
Fraud Spurs Analytic Spending Driven by regulatory compliance and risk management needs, European financial services institutions will spend $4.8 billion on business intelligence and analytic technologies by 2006. Insurers will contribute to this trend despite the fact that they are still a little behind other FSIs when it comes to their use of analytics.  |
Insurance & Technology November 25, 2003 Greg MacSweeney |
Calif. BC Moves to E-Pay/EOB Blue Cross of California and Bank of America have co-developed a system that expedites the delivery of both payments and paperwork to healthcare providers via the Internet.  |
Insurance & Technology November 24, 2003 |
Compliance Verisign VeriSign Inc. released a suite of security services to help financial institutions comply with burgeoning federal, state and industry regulations.  |
BusinessWeek December 8, 2003 Brian Bremner |
Shinsei Bank: Going Against The Grain Will Shinsei's success spark reform in Japan's hidebound banking sector?  |
OCC Bulletin December 1, 2003 |
Notice of Comptroller of the Currency Fees for Year 2004 The purpose of this issuance is to inform all national banks, federal branches and agencies, and District of Columbia banks of fees charged by the Office of the Comptroller of the Currency for 2004.  |
Wall Street & Technology November 17, 2003 Jessica Pallay |
Innovative Institutions These six Wall Street firms tapped into technology and let their inner innovation sing.  |
Wall Street & Technology November 17, 2003 Ivy Schmerken |
Holistic Compliance With a torrent of regulations raining down on them, Wall Street firms are wise to think about developing a global-compliance architecture. But can the chief compliance officer sell the project to senior management?  |
Wall Street & Technology November 17, 2003 Larry Tabb |
Doing the Right Thing: A Regulatory Rant Quattrone, Grasso, laddering, conflict-of-interest, front-running, late trading, hedge-fund investigations... Will this ever end? We had better clean up our act, or risk the regulators doing it for us, or worse, risk a loss of financial-markets confidence.  |
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