Bank & Financial

Magazine articles on banks, brokerages, and credit card companies.

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Registered Rep. November 18, 2003 Will Leitch	Senate Committee Hears Testimony about Fund Industry Each day seems to bring more news from the mutual fund industry. And industry reform is in the air. The climate is such that on Capitol Hill today even the mutual fund industry's lobbying group had to eat some crow.
CFO November 17, 2003 Julie Sturgeon	Electronic Payments Moving money over the Internet has proven more evolutionary than revolutionary, but a shift in focus may spell the end for "the float."
BusinessWeek November 24, 2003 Kerry Capell	Britain: Reform Fever Hits The City, Too Regulators want to end the cozy ties between fund managers and brokers.
Registered Rep. November 14, 2003 Will Leitch	Charles Schwab's Image Gets a Smudge In the wake of Friday morning's news that late-trading and market-timing had been occurring in one of Schwab's funds, through its U.S. Trust subsidiary, Schwab senior executives on Friday back-pedaled a bit from their assurance that the firm would not be implicated in mutual fund improprieties.
Registered Rep. November 14, 2003	Schwab Has Plenty to Say About Mutual Funds Not surprisingly, the mutual fund scandal is a hot topic of conversation at Charles Schwab & Co.'s yearly IMPACT conference.
Registered Rep. November 12, 2003 Will Leitch	Reporter's Notebook: At the Schwab IMPACT Conference In a session entitled "The Future of the Financial Advisory Business," Robert Worthington, president of money managing group Undiscovered Managers, warned IMPACT conference attendees just how crowded the market for fee-based advising to mid-level investors has become.
Registered Rep. November 12, 2003 Will Leitch	Schwab's Happy Conference The yearly IMPACT conference hosted by the proudly scandal-free Charles Schwab & Co. carried this message: Whatever's going on out there doesn't concern us. We need to worry about ourselves.
Registered Rep. November 12, 2003	Morgan Stanley Launches Conflict-of-Interest Probe Morgan Stanley has announced it is conducting an in-house conflict-of-interest probe.
Registered Rep. November 1, 2003 David A. Gaffen	Is Wall Street Abandoning Main Street? Are the major brokerage firms losing interest in the everyday investor who has been the very foundation of many of its successes?
Bank Technology News November 2003 Jeremy Quittner	Finding Equals in a Merger Jean Davis's responsibility is to integrate all of Wachovia's systems, technologies and operations since its 2001 merger with First Union. It wasn't a cake walk, but the new entity is beginning to hum.
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